SBL Analyst Underwriter – Securities Based Lending

Are you looking for an opportunity where you can grow and develop your skills?

As a Securities Based Lending (SBL) Analyst in our Wealth Management Operations team, you will have the opportunity to handle a high volume of lower risk credit transactions. These include Loans, Letters of Credit and Derivatives, all fully secured by high-quality marketable securities with standard loan documentation. We are a team committed to enhancing the client experience by facilitating swift credit approvals and expediting delivery of loan documentation. Together, we focus on credit worthiness and evaluation of collateral holdings as part of the underwriting process.

Job responsibilities:

• Partner with the SBL Lender through the lifecycle of the credit request and ongoing management of the portfolio
• Prepare the analysis of a client prior to underwriting, including (but not limited to) pulling client credit, generating a collateral analysis, and overall preparation for grading and pricing the loan
• Review lines of credit on an annual basis and building recommendations for renewal or modification as required
• Analyze client data across multiple systems and preliminary review of credit
• Review loan documentation for accuracy, and at times assist Lenders with preparation of loan documentation packages
• Review documentation for consistency with federal and local regulations

Required qualifications, capabilities, and skills:

• Have Strong analytical skills
• Working knowledge of the Financial Markets and their asset vehicles including, but not limited to, Mutual Funds, Equities, Fixed Income and Municipals
• Interest in structuring Credit Transactions
• Ability to interact effectively with internal stakeholders and external clients as required
• Ability to learn about financial derivatives, investments and wealth advisory capabilities
• Ability to complete projects with limited supervision
• Excellent communication and interpersonal skills (for LatAm roles proficiency in Spanish or Portuguese is required in addition to English)
• Bachelor’s degree in finance or related field required